Free PDF Investment Adviser Regulation in a Nutshell (Nutshells)

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Investment Adviser Regulation in a Nutshell (Nutshells)

Free PDF Investment Adviser Regulation in a Nutshell (Nutshells)

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Product details

Series: Nutshells

Paperback: 618 pages

Publisher: West Academic Publishing; 1 edition (January 8, 2008)

Language: English

ISBN-10: 0314172653

ISBN-13: 978-0314172655

Product Dimensions:

5 x 1 x 7.5 inches

Shipping Weight: 1 pounds (View shipping rates and policies)

Average Customer Review:

4.4 out of 5 stars

2 customer reviews

Amazon Best Sellers Rank:

#976,090 in Books (See Top 100 in Books)

Find this to be useful as a tool for RIAs to identify and prioritize areas of compliance and regulatory risk.

Handy little book purchased because finding legible text on the 1940 Advisers Act is neigh on impossible. However, Financial Reform Act will change a bit of it.

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Investment Adviser Regulation in a Nutshell (Nutshells) PDF

Investment Adviser Regulation in a Nutshell (Nutshells) PDF

Investment Adviser Regulation in a Nutshell (Nutshells) PDF

Investment Adviser Regulation in a Nutshell (Nutshells) PDF